MGL Consulting to Offer FINRA Series 27-28 Training
In response to numerous industry requests, MGL Consulting Corporation has developed a preparatory FINRA Series 27-28 classroom training session scheduled April 28-29, 2009.
Houston, TX (PRWEB) April 16, 2009 -- In response to numerous industry requests, MGL Consulting Corporation has developed a preparatory FINRA Series 27-28 classroom training session scheduled April 28-29, 2009. This customized, two-day seminar will help prepare attendees to function as a Chief Financial Officer or Financial & Operations Principal of a FINRA member firm. It will be held at MGL's headquarters in The Woodlands, TX (near Houston).
A Financial & Operations Principal (FINOP) oversees a firm's financial and operational activities to ensure the firm complies with SEC and FINRA responsibility rules and requirements.
The course will be taught by Deirdre Patten, an experienced training professional with more than 25 years of service in the industry instructing high profile financial firms. In-depth discussions of subject matter provide attendees with insights and the most accurate information currently available for registration examinations.
If you are interested in attending the training in preparation for the Series 27 or 28 exam, please complete and fax the fillable Registration Form attached. You may also email Ilse Farrell (ifarrel(at)mglconsulting.com) or call MGL's Professional Development Department at 281-367-0380.
Costs for the two-day course are $695/person including a Continental breakfast and luncheon. Pre-study material is INCLUDED in the cost. Please see Hotels for area accommodations. Also note MGL Cancellation Policy.
MGL is currently offering open enrollment classes for Series 4 (Registered Options Principal) and Series 53 (Municipal Securities Principal). For additional information regarding these and other courses offered by MGL, please visit our website at mglu.com.
About the Company
Established in 1984 and celebrating its Silver Anniversary, MGL Consulting Corporation is a full service consulting firm with a domestic and international practice. The firm provides Risk Management and Business Solutions to broker/dealers, investment advisers and insurance agencies to minimize regulatory threats and capitalize on business opportunities. MGL's complete suite of offerings includes FINRA, SEC, NFA, and CFTC registrations, insurance licensing and appointments, ongoing compliance services, Professional Development programs, Purchasing Group registrations/renewals and consulting services covering a wide spectrum of managerial, financial, regulatory and business expansion challenges.
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